Size-dependent polymorphism in HfO2 nanotubes and nanoscale thin films

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Abstract
Many metal oxides exhibit size-dependent phase transitions among multiple polymorphs. In this work, the microstructure and crystallinity of ultrathin HfO2 films and utrathin-wall nanotubes were investigated by high-resolution electron microscopy and electron diffraction after high-temperature annealing. Nanotubes were formed by atomic layer deposition of HfO2 on epitaxial Ge ⟨111⟩ nanowire arrays on Si (111) substrates followed by selective etching of the Ge wires. A size-dependent phase transition sequence from amorphous (a-HfO2) to tetragonal (t-HfO2) and from tetragonal to monoclinic (m-HfO2) phase was observed with increasing film and nanotube wall thickness. These results are analyzed in light of recent predictions of surface energy-driven phase transitions in nanoscale fluorite-structure oxides.

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