Alberto Nicolis
Current Organizations / Institutes
The organizations/institutes from the scholar's latest article
Research Subjects
Alberto Nicolis has a total of 26 co-authors. Here are the top co-authors by number of shared publications:
- Alessandro Podo
Institut des Hautes Études Scientifiques
7 shared publications - Riccardo Penco
Carnegie Mellon University
5 shared publications - Lam Hui
Columbia University
4 shared publications - Ioanna Kourkoulou
Columbia University
3 shared publications - Luca Santoni
Université Paris Cité, CNRS, Astroparticule et Cosmologie
3 shared publications - Shengjia Zhou
Columbia University
3 shared publications
Latest Publications
- Open Access
- 10 November 2026
- Published by Elsevier in Physics Reports
- Vol. 1222, 1-90
Effective field theories for material media
- 10 November 2026
- Published by Elsevier in Physics Reports
- Vol. 1222, 1-90
Open AccessEffective field theories for material media
- Open Access
Hadamard tails from flat-space perturbation theory
The short-distance singular structure of the two-point function of a free scalar field in curved spacetime has a universal behavior that characterizes well-behaved states (called Hadamard states). This includes a non-analytic term proportional to the Ricci scalar curvature known as the Hadamard tail. This is usually derived by solving a differential equation for the Green's function of a Klein-Gordon field in curved spacetime. We present an alternative derivation which leverages the equivalence principles and makes use of perturbative field theory methods. This allows for the computation of the short-distance singular behavior of correlators of QFTs in curved space, including for interacting field theories, where the traditional Green's function strategy cannot be easily generalized. As an example, we apply these ideas to the two-point function of two scalar primary operators of an arbitrary Conformal Field Theory placed in an arbitrary curved background.
Open AccessHadamard tails from flat-space perturbation theory
The short-distance singular structure of the two-point function of a free scalar field in curved spacetime has a universal behavior that characterizes well-behaved states (called Hadamard states). This includes a non-analytic term proportional to the Ricci scalar curvature known as the Hadamard tail. This is usually derived by solving a differential equation for the Green's function of a Klein-Gordon field in curved spacetime. We present an alternative derivation which leverages the equivalence principles and makes use of perturbative field theory methods. This allows for the computation of the short-distance singular behavior of correlators of QFTs in curved space, including for interacting field theories, where the traditional Green's function strategy cannot be easily generalized. As an example, we apply these ideas to the two-point function of two scalar primary operators of an arbitrary Conformal Field Theory placed in an arbitrary curved background.
- Open Access
- 16 July 2025
- Published by Springer Nature in Journal of High Energy Physics
- Vol. 2025 (7) , 1-39
Microcausality without Lorentz invariance
A bstract: Microcausality — the vanishing of commutators outside the lightcone — is a fundamental property of relativistic quantum field theories. We derive its implications for two-point functions of scalar operators on Lorentz-breaking states. We restrict to spatially homogeneous and isotropic states, at zero and finite temperature, such as finite-density states of matter and primordial inflationary states. In a mixed ( t , $$ \overrightarrow{k} $$ ) representation, we find certain analyticity and exponential boundedness conditions, which we verify in a variety of examples. Crucially, we discuss how our conditions can be tested within the regime of validity of Lorentz-breaking low-energy effective field theories, clarifying the role of the group velocity of low-energy excitations. In the cosmological case, we derive a positivity condition on an EFT coefficient in an inflationary background. Lastly, we comment on how microcausality can be used to constrain higher-point correlation functions, via suitable nested commutators.- 16 July 2025
- Published by Springer Nature in Journal of High Energy Physics
- Vol. 2025 (7) , 1-39
Open AccessMicrocausality without Lorentz invariance
A bstract: Microcausality — the vanishing of commutators outside the lightcone — is a fundamental property of relativistic quantum field theories. We derive its implications for two-point functions of scalar operators on Lorentz-breaking states. We restrict to spatially homogeneous and isotropic states, at zero and finite temperature, such as finite-density states of matter and primordial inflationary states. In a mixed ( t , $$ \overrightarrow{k} $$ ) representation, we find certain analyticity and exponential boundedness conditions, which we verify in a variety of examples. Crucially, we discuss how our conditions can be tested within the regime of validity of Lorentz-breaking low-energy effective field theories, clarifying the role of the group velocity of low-energy excitations. In the cosmological case, we derive a positivity condition on an EFT coefficient in an inflationary background. Lastly, we comment on how microcausality can be used to constrain higher-point correlation functions, via suitable nested commutators. - Open Access
- 26 April 2024
- Published by Springer Nature in Journal of High Energy Physics
- Vol. 2024 (4) , 1-35
S-matrix positivity without Lorentz invariance: a case study
We investigate the analytic structure of scattering amplitudes in theories in which Lorentz invariance is spontaneously broken. We do so by computing and studying the S-matrix for a simple example: a superfluid described by a complex scalar with quartic interactions. The computation is confined to tree-level, for there are no absolutely stable single-particle states, though the lifetime can be made long by lowering the chemical potential. For the 2 → 2 amplitude in center-of-mass configurations, not only is crossing symmetry violated, there appears a tree level branch cut for unphysical kinematics. Its appearance is a consequence of non-analyticity in the dispersion relation. The branch point defines a new scale in the problem, which scales inversely with the chemical potential. In this example, even derivatives of the forward amplitude are positive while odd derivatives are negative. This pattern can be understood in a general way in the limit of a small chemical potential, or weak Lorentz breaking.
- 26 April 2024
- Published by Springer Nature in Journal of High Energy Physics
- Vol. 2024 (4) , 1-35
Open AccessS-matrix positivity without Lorentz invariance: a case study
We investigate the analytic structure of scattering amplitudes in theories in which Lorentz invariance is spontaneously broken. We do so by computing and studying the S-matrix for a simple example: a superfluid described by a complex scalar with quartic interactions. The computation is confined to tree-level, for there are no absolutely stable single-particle states, though the lifetime can be made long by lowering the chemical potential. For the 2 → 2 amplitude in center-of-mass configurations, not only is crossing symmetry violated, there appears a tree level branch cut for unphysical kinematics. Its appearance is a consequence of non-analyticity in the dispersion relation. The branch point defines a new scale in the problem, which scales inversely with the chemical potential. In this example, even derivatives of the forward amplitude are positive while odd derivatives are negative. This pattern can be understood in a general way in the limit of a small chemical potential, or weak Lorentz breaking.
- Open Access
- 16 January 2024
- Published by Springer Nature in Journal of High Energy Physics
- Vol. 2024 (1) , 1-22
Apparently superluminal superfluids
We consider the superfluid phase of a specific renormalizable relativistic quantum field theory. We prove that, within the regime of validity of perturbation theory and of the superfluid effective theory, there are consistent and regular vortex solutions where the superfluid’s velocity field as traditionally defined smoothly interpolates between zero and arbitrarily large superluminal values. We show that this solution is free of instabilities and of superluminal excitations. We show that, in contrast, a generic vortex solution for an ordinary fluid does develop an instability if the velocity field becomes superluminal. All this questions the characterization of a superfluid velocity field as the actual velocity of “something”.
- 16 January 2024
- Published by Springer Nature in Journal of High Energy Physics
- Vol. 2024 (1) , 1-22
Open AccessApparently superluminal superfluids
We consider the superfluid phase of a specific renormalizable relativistic quantum field theory. We prove that, within the regime of validity of perturbation theory and of the superfluid effective theory, there are consistent and regular vortex solutions where the superfluid’s velocity field as traditionally defined smoothly interpolates between zero and arbitrarily large superluminal values. We show that this solution is free of instabilities and of superluminal excitations. We show that, in contrast, a generic vortex solution for an ordinary fluid does develop an instability if the velocity field becomes superluminal. All this questions the characterization of a superfluid velocity field as the actual velocity of “something”.
- Open Access
$S$-matrix positivity without Lorentz invariance: a case study
We investigate the analytic structure of scattering amplitudes in theories in which Lorentz invariance is spontaneously broken. We do so by computing and studying the S-matrix for a simple example: a superfluid described by a complex scalar with quartic interactions. The computation is confined to tree-level, for there are no absolutely stable single-particle states, though the lifetime can be made long by lowering the chemical potential. For the $2 \to 2$ amplitude in center-of-mass configurations, not only is crossing symmetry violated, there appears a {\it tree level} branch cut for unphysical kinematics. Its appearance is a consequence of non-analyticity in the dispersion relation. The branch point defines a new scale in the problem, which scales inversely with the chemical potential. In this example, even derivatives of the forward amplitude are positive while odd derivatives are negative. This pattern can be understood in a general way in the limit of a small chemical potential, or weak Lorentz breaking.Open Access$S$-matrix positivity without Lorentz invariance: a case study
We investigate the analytic structure of scattering amplitudes in theories in which Lorentz invariance is spontaneously broken. We do so by computing and studying the S-matrix for a simple example: a superfluid described by a complex scalar with quartic interactions. The computation is confined to tree-level, for there are no absolutely stable single-particle states, though the lifetime can be made long by lowering the chemical potential. For the $2 \to 2$ amplitude in center-of-mass configurations, not only is crossing symmetry violated, there appears a {\it tree level} branch cut for unphysical kinematics. Its appearance is a consequence of non-analyticity in the dispersion relation. The branch point defines a new scale in the problem, which scales inversely with the chemical potential. In this example, even derivatives of the forward amplitude are positive while odd derivatives are negative. This pattern can be understood in a general way in the limit of a small chemical potential, or weak Lorentz breaking. - Open Access
The connection between nonzero density and spontaneous symmetry breaking for interacting scalars
We consider ${\rm U}(1)$-symmetric scalar quantum field theories at zero temperature. At nonzero charge densities, the ground state of these systems is usually assumed to be a superfluid phase, in which the global symmetry is spontaneously broken along with Lorentz boosts and time translations. We show that, in $d>2$ spacetime dimensions, this expectation is always realized at one loop for arbitrary non-derivative interactions, confirming that the physically distinct phenomena of nonzero charge density and spontaneous symmetry breaking occur simultaneously in these systems. We quantify this result by deriving universal scaling relations for the symmetry breaking scale as a function of the charge density, at low and high density. Moreover, we show that the critical value of $μ$ above which a nonzero density develops coincides with the pole mass in the unbroken, Poincaré invariant vacuum of the theory. The same conclusions hold non-perturbatively for an ${\rm O}(N)$ theory with quartic interactions in $d=3$ and $4$, at leading order in the $1/N$ expansion. We derive these results by computing analytically the zero-temperature, finite-$μ$ one-loop effective potential. We check our results against the one-loop low-energy effective action for the superfluid phonons in $λφ^4$ theory in $d=4$ previously derived by Joyce and ourselves, which we further generalize to arbitrary potential interactions and arbitrary dimensions. As a byproduct, we find analytically the one-loop scaling dimension of the lightest charge-$n$ operator for the $λφ^6$ conformal superfluid in $d=3$, at leading order in $1/n$, reproducing a numerical result of Badel et al. For a $λφ^4$ superfluid in $d=4$, we also reproduce the Lee--Huang--Yang relation and compute relativistic corrections to it. Finally, we discuss possible extensions of our results beyond perturbation theory.Open AccessThe connection between nonzero density and spontaneous symmetry breaking for interacting scalars
We consider ${\rm U}(1)$-symmetric scalar quantum field theories at zero temperature. At nonzero charge densities, the ground state of these systems is usually assumed to be a superfluid phase, in which the global symmetry is spontaneously broken along with Lorentz boosts and time translations. We show that, in $d>2$ spacetime dimensions, this expectation is always realized at one loop for arbitrary non-derivative interactions, confirming that the physically distinct phenomena of nonzero charge density and spontaneous symmetry breaking occur simultaneously in these systems. We quantify this result by deriving universal scaling relations for the symmetry breaking scale as a function of the charge density, at low and high density. Moreover, we show that the critical value of $μ$ above which a nonzero density develops coincides with the pole mass in the unbroken, Poincaré invariant vacuum of the theory. The same conclusions hold non-perturbatively for an ${\rm O}(N)$ theory with quartic interactions in $d=3$ and $4$, at leading order in the $1/N$ expansion. We derive these results by computing analytically the zero-temperature, finite-$μ$ one-loop effective potential. We check our results against the one-loop low-energy effective action for the superfluid phonons in $λφ^4$ theory in $d=4$ previously derived by Joyce and ourselves, which we further generalize to arbitrary potential interactions and arbitrary dimensions. As a byproduct, we find analytically the one-loop scaling dimension of the lightest charge-$n$ operator for the $λφ^6$ conformal superfluid in $d=3$, at leading order in $1/n$, reproducing a numerical result of Badel et al. For a $λφ^4$ superfluid in $d=4$, we also reproduce the Lee--Huang--Yang relation and compute relativistic corrections to it. Finally, we discuss possible extensions of our results beyond perturbation theory. - Open Access
- 28 September 2023
- Published by Springer Nature in Journal of High Energy Physics
- Vol. 2023 (9) , 1-51
The connection between nonzero density and spontaneous symmetry breaking for interacting scalars
We consider U(1)-symmetric scalar quantum field theories at zero temperature. At nonzero charge densities, the ground state of these systems is usually assumed to be a superfluid phase, in which the global symmetry is spontaneously broken along with Lorentz boosts and time translations. We show that, in d > 2 spacetime dimensions, this expectation is always realized at one loop for arbitrary non-derivative interactions, confirming that the physically distinct phenomena of nonzero charge density and spontaneous symmetry breaking occur simultaneously in these systems. We quantify this result by deriving universal scaling relations for the symmetry breaking scale as a function of the charge density, at low and high density. Moreover, we show that the critical value of μ above which a nonzero density develops coincides with the pole mass in the unbroken, Poincaré invariant vacuum of the theory. The same conclusions hold non-perturbatively for an O(N) theory with quartic interactions in d = 3 and 4, at leading order in the 1/N expansion. We derive these results by computing analytically the zero-temperature, finite-μ one-loop effective potential, paying special attention to subtle points related to the iε terms. We check our results against the one-loop low-energy effective action for the superfluid phonons in λϕ4 theory in d = 4 previously derived by Joyce and ourselves, which we further generalize to arbitrary potential interactions and arbitrary dimensions. As a byproduct, we find analytically the one-loop scaling dimension of the lightest charge-n operator for the λϕ6 conformal superfluid in d = 3, at leading order in 1/n, reproducing a numerical result of Badel et al. For a λϕ4 superfluid in d = 4, we also reproduce the Lee-Huang-Yang relation and compute relativistic corrections to it. Finally, we discuss possible extensions of our results beyond perturbation theory.
- 28 September 2023
- Published by Springer Nature in Journal of High Energy Physics
- Vol. 2023 (9) , 1-51
Open AccessThe connection between nonzero density and spontaneous symmetry breaking for interacting scalars
We consider U(1)-symmetric scalar quantum field theories at zero temperature. At nonzero charge densities, the ground state of these systems is usually assumed to be a superfluid phase, in which the global symmetry is spontaneously broken along with Lorentz boosts and time translations. We show that, in d > 2 spacetime dimensions, this expectation is always realized at one loop for arbitrary non-derivative interactions, confirming that the physically distinct phenomena of nonzero charge density and spontaneous symmetry breaking occur simultaneously in these systems. We quantify this result by deriving universal scaling relations for the symmetry breaking scale as a function of the charge density, at low and high density. Moreover, we show that the critical value of μ above which a nonzero density develops coincides with the pole mass in the unbroken, Poincaré invariant vacuum of the theory. The same conclusions hold non-perturbatively for an O(N) theory with quartic interactions in d = 3 and 4, at leading order in the 1/N expansion. We derive these results by computing analytically the zero-temperature, finite-μ one-loop effective potential, paying special attention to subtle points related to the iε terms. We check our results against the one-loop low-energy effective action for the superfluid phonons in λϕ4 theory in d = 4 previously derived by Joyce and ourselves, which we further generalize to arbitrary potential interactions and arbitrary dimensions. As a byproduct, we find analytically the one-loop scaling dimension of the lightest charge-n operator for the λϕ6 conformal superfluid in d = 3, at leading order in 1/n, reproducing a numerical result of Badel et al. For a λϕ4 superfluid in d = 4, we also reproduce the Lee-Huang-Yang relation and compute relativistic corrections to it. Finally, we discuss possible extensions of our results beyond perturbation theory.
- Open Access
- 26 May 2023
- Published by Springer Nature in Journal of High Energy Physics
- Vol. 2023 (5) , 1-30
Cosmology as a weak gravitational field and the trans-Planckian problem
At momenta much higher than the Hubble scale, the cosmological expansion can be thought of as a weak gravitational field. We consider QFT in a particularly convenient set of coordinates that makes this manifest, so that, for those high momenta, the effects of the cosmological expansion can be dealt with using the standard tools of perturbation theory in Minkowski space. In this way, we re-derive standard results of QFT in a cosmological background, such as mode-stretching and gravitational particle production. We discuss the implications of our results for the trans-Planckian problem.
- 26 May 2023
- Published by Springer Nature in Journal of High Energy Physics
- Vol. 2023 (5) , 1-30
Open AccessCosmology as a weak gravitational field and the trans-Planckian problem
At momenta much higher than the Hubble scale, the cosmological expansion can be thought of as a weak gravitational field. We consider QFT in a particularly convenient set of coordinates that makes this manifest, so that, for those high momenta, the effects of the cosmological expansion can be dealt with using the standard tools of perturbation theory in Minkowski space. In this way, we re-derive standard results of QFT in a cosmological background, such as mode-stretching and gravitational particle production. We discuss the implications of our results for the trans-Planckian problem.
- Open Access
Cosmology as a weak gravitational field and the trans-Planckian problem
At momenta much higher than the Hubble scale, the cosmological expansion can be thought of as a weak gravitational field. We consider QFT in a particularly convenient set of coordinates that makes this manifest, so that, for those high momenta, the effects of the cosmological expansion can be dealt with using the standard tools of perturbation theory in Minkwoski space. In this way, we re-derive standard results of QFT in a cosmological background, such as mode-stretching and gravitational particle production. We discuss the implications of our results for the trans-Planckian problem.
Open AccessCosmology as a weak gravitational field and the trans-Planckian problem
At momenta much higher than the Hubble scale, the cosmological expansion can be thought of as a weak gravitational field. We consider QFT in a particularly convenient set of coordinates that makes this manifest, so that, for those high momenta, the effects of the cosmological expansion can be dealt with using the standard tools of perturbation theory in Minkwoski space. In this way, we re-derive standard results of QFT in a cosmological background, such as mode-stretching and gravitational particle production. We discuss the implications of our results for the trans-Planckian problem.