Yong Cai

A transient violation of the null energy condition (NEC) during inflation provides a novel mechanism for producing primordial black holes (PBHs) and stochastic gravitational wave (GW) backgrounds. In this work, we extend previous studies by computing the GW contributions from both the ringdown phase of PBH formation and subsequent binary mergers. Our results show that this scenario produces a rich, multi-component GW spectrum consisting of primordial GWs, scalar-induced GWs, and GW emissions from PBH ringdown and binary mergers. We demonstrate that these correlated signatures across different frequency bands provide a novel and powerful avenue to probe or constrain NEC violation during inflation through future multi-band GW observations.

A transient violation of the null energy condition (NEC) during inflation provides a novel mechanism for producing primordial black holes (PBHs) and stochastic gravitational wave (GW) backgrounds. In this work, we extend previous studies by computing the GW contributions from both the ringdown phase of PBH formation and subsequent binary mergers. Our results show that this scenario produces a rich, multi-component GW spectrum consisting of primordial GWs, scalar-induced GWs, and GW emissions from PBH ringdown and binary mergers. We demonstrate that these correlated signatures across different frequency bands provide a novel and powerful avenue to probe or constrain NEC violation during inflation through future multi-band GW observations.

The violation of the null energy condition (NEC) may play a crucial role in enabling a scalar field to climb over high potential barriers, potentially significant in the very early universe. We propose a single-field model where the universe sequentially undergoes a first stage of slow-roll inflation, NEC violation, and a second stage of slow-roll inflation. Through the NEC violation, the scalar field climbs over high potential barriers, leaving unique characteristics on the primordial gravitational wave power spectrum, including a blue-tilted nature in the middle-frequency range and diminishing oscillation amplitudes at higher frequencies. Additionally, the power spectrum exhibits nearly scale-invariant behavior on both large and small scales.

We investigate the parity-violating effects in primordial gravitational waves (GWs) due to null energy condition (NEC) violation in two very early universe scenarios: bounce-inflation and intermediate NEC violation during inflation. In both scenarios, we numerically solve the power spectra of parity-violating primordial GWs generated by coupling the background field and the spectator field with the Nieh-Yan term, respectively. We find that the background field can significantly enhance parity-violating effects at scales corresponding to the maximum of the GW power spectra. In contrast, the parity-violating effects produced by the spectator show significantly weaker observability even if the coupling constant is large. Therefore, in NEC-violating scenarios, the significant observable parity-violating effects in primordial GWs primarily arise from the physics directly related to NEC violation. This result highlights the potential of primordial GWs as crucial tools for exploring NEC-violating and parity-violating physics.

Recently, observational hints for supermassive black holes have been accumulating, prompting the question: Can primordial black holes (PBHs) be supermassive, particularly with masses M ≳ 10⁹ M _⊙? A supercritical bubble, containing an inflating baby universe, that nucleated during inflation can evolve into a PBH in our observable universe. We find that when the inflaton slowly transitions past a neighboring vacuum, the nucleation rate of supercritical bubbles inevitably peaks, leading to a mass distribution of multiverse PBHs with a peak mass up to M ≳ 10¹¹ M _⊙. Thus, our mechanism naturally provides a primordial origin for supermassive black holes.

Recently, evidence of stochastic gravitational wave background (SGWB) signals observed by pulsar timing array (PTA) collaborations, has prompted investigations into their origins. We explore the compatibility of a proposed inflationary scenario, incorporating an intermediate null energy condition (NEC)-violating phase, with the PTA observations. The NEC violation potentially amplifies the primordial tensor power spectrum, offering a promising explanation for PTA observations. Numerical analyses, primarily focused on NANOGrav’s 15-year results, reveal the model’s compatibility with PTA data. Notably, the model predicts a nearly scale-invariant GW spectrum in the mHz frequency range, which sets our scenario apart from other interpretations predicting a red primordial GW spectrum on smaller scales.