Andreas Liesenfeld

The past year has seen a steep rise in generative AI systems that claim to be open. But how open are they really? The question of what counts as open source in generative AI is poised to take on particular importance in light of the upcoming EU AI Act that regulates open source systems differently, creating an urgent need for practical openness assessment. Here we use an evidence-based framework that distinguishes 14 dimensions of openness, from training datasets to scientific and technical documentation and from licensing to access methods. Surveying over 45 generative AI systems (both text and text-to-image), we find that while the term open source is widely used, many models are ‘open weight’ at best and many providers seek to evade scientific, legal and regulatory scrutiny by withholding information on training and fine-tuning data. We argue that openness in generative AI is necessarily composite (consisting of multiple elements) and gradient (coming in degrees), and point out the risk of relying on single features like access or licensing to declare models open or not. Evidence-based openness assessment can help foster a generative AI landscape in which models can be effectively regulated, model providers can be held accountable, scientists can scrutinise generative AI, and end users can make informed decisions.

Speech recognition systems are a key intermediary in voice-driven human-computer interaction. Although speech recognition works well for pristine monologic audio, real-life use cases in open-ended interactive settings still present many challenges. We argue that timing is mission-critical for dialogue systems, and evaluate 5 major commercial ASR systems for their conversational and multilingual support. We find that word error rates for natural conversational data in 6 languages remain abysmal, and that overlap remains a key challenge (study 1). This impacts especially the recognition of conversational words (study 2), and in turn has dire consequences for downstream intent recognition (study 3). Our findings help to evaluate the current state of conversational ASR, contribute towards multidimensional error analysis and evaluation, and identify phenomena that need most attention on the way to build robust interactive speech technologies.

Large language models that exhibit instruction-following behaviour represent one of the biggest recent upheavals in conversational interfaces, a trend in large part fuelled by the release of OpenAI’s ChatGPT, a proprietary large language model for text generation fine-tuned through reinforcement learning from human feedback (LLM+RLHF). We review the risks of relying on proprietary software and survey the first crop of open-source projects of comparable architecture and functionality. The main contribution of this paper is to show that openness is differentiated, and to offer scientific documentation of degrees of openness in this fast-moving field. We evaluate projects in terms of openness of code, training data, model weights, RLHF data, licensing, scientific documentation, and access methods. We find that while there is a fast-growing list of projects billing themselves as ‘open source’, many inherit undocumented data of dubious legality, few share the all-important instruction-tuning (a key site where human annotation labour is involved), and careful scientific documentation is exceedingly rare. Degrees of openness are relevant to fairness and accountability at all points, from data collection and curation to model architecture, and from training and fine-tuning to release and deployment.

Andreas Liesenfeld, Alianda Lopez, Mark Dingemanse. Proceedings of the 24th Meeting of the Special Interest Group on Discourse and Dialogue. 2023.

Continuers —words like mm, mmhm, uhum and the like— are among the most frequent types of responses in conversation. They play a key role in joint action coordination by showing positive evidence of understanding and scaffolding narrative delivery. Here we investigate the hypothesis that their functional importance along with their conversational ecology places selective pressures on their form and may lead to cross-linguistic similarities through convergent cultural evolution. We compare continuer tokens in linguistically diverse conversational corpora and find languages make available highly similar forms. We then approach the causal mechanism of convergent cultural evolution using exemplar modelling, simulating the process by which a combination of effort minimization and functional specialization may push continuers to a particular region of phonological possibility space. By combining comparative linguistics and computational modelling we shed new light on the question of how language structure is shaped by and for social interaction.

Response tokens (also known as backchannels, continuers, or feedback) are a frequent feature of human interaction, where they serve to display understanding and streamline turn-taking. We propose a bottom-up method to study responsive behaviour across 16 languages (8 language families). We use sequential context and recurrence of turns formats to identify candidate response tokens in a language-agnostic way across diverse conversational corpora. We then use UMAP clustering directly on speech signals to represent structure and variation. We find that (i) written orthographic annotations underrepresent the attested variation, (ii) distinctions between formats can be gradient rather than discrete, (iii) most languages appear to make available a broad distinction between a minimal nasal format ‘mm’ and a fuller ‘yeah’-like format. Charting this aspect of human interaction contributes to our understanding of interactional infrastructure across languages and can inform the design of speech technologies.

We present an analysis pipeline and best practice guidelines for building and curating corpora of everyday conversation in diverse languages. Surveying language documentation corpora and other resources that cover 67 languages and varieties from 28 phyla, we describe the compilation and curation process, specify minimal properties of a unified format for interactional data, and develop methods for quality control that take into account turn-taking and timing. Two case studies show the broad utility of conversational data for (i) charting human interactional infrastructure and (ii) tracing challenges and opportunities for current ASR solutions. Linguistically diverse conversational corpora can provide new insights for the language sciences and stronger empirical foundations for language technology.

Informal social interaction is the primordial home of human language. Linguistically diverse conversational corpora are an important and largely untapped resource for computational linguistics and language technology. Through the efforts of a worldwide language documentation movement, such corpora are increasingly becoming available. We show how interactional data from 63 languages (26 families) harbours insights about turn-taking, timing, sequential structure and social action, with implications for language technology, natural language understanding, and the design of conversational interfaces. Harnessing linguistically diverse conversational corpora will provide the empirical foundations for flexible, localizable, humane language technologies of the future.