Ryan Cotterell
Current Organizations / Institutes
The organizations/institutes from the scholar's latest article
Previous Organizations / Institutes
The organizations / institutes from the scholar's other articles in the past ten years
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Research Interests
Ryan Cotterell has a total of 189 co-authors. Here are the top co-authors by number of shared publications:
- Tiago Pimentel
ETH Zürich University of Cambridge
21 shared publications - Clara Meister
Department of Computer Science ETH Zürich Institute for Machine Learning
16 shared publications - Mrinmaya Sachan
ETH Zurich
11 shared publications - Tim Vieira
ETH Zurich
10 shared publications - Kevin Du
ETH Zurich
8 shared publications - Niklas Stoehr
ETH Zurich
8 shared publications
Latest Publications
- Open Access
Automating the Analysis of Parsing Algorithms (and other Dynamic Programs)
Much algorithmic research in NLP aims to efficiently manipulate rich formal structures. An algorithm designer typically seeks to provide guarantees about their proposed algorithm -- for example, that its running time or space complexity is upper-bounded as a certain function of its input size. They may also wish to determine the necessary properties of the quantities derived by the algorithm to synthesize efficient data structures and verify type errors. In this paper, we develop a system for helping programmers to perform these types of analyses. We apply our system to a number of NLP algorithms and find that it successfully infers types, dead and redundant code, and parametric runtime and space complexity bounds.
Open AccessAutomating the Analysis of Parsing Algorithms (and other Dynamic Programs)
Much algorithmic research in NLP aims to efficiently manipulate rich formal structures. An algorithm designer typically seeks to provide guarantees about their proposed algorithm -- for example, that its running time or space complexity is upper-bounded as a certain function of its input size. They may also wish to determine the necessary properties of the quantities derived by the algorithm to synthesize efficient data structures and verify type errors. In this paper, we develop a system for helping programmers to perform these types of analyses. We apply our system to a number of NLP algorithms and find that it successfully infers types, dead and redundant code, and parametric runtime and space complexity bounds.
- Open Access
Bearing Syntactic Fruit with Stack-Augmented Neural Networks
Any finite set of training data is consistent with an infinite number of hypothetical algorithms that could have generated it. Studies have shown that when human children learn language, they consistently favor hypotheses based on hierarchical syntactic rules without ever encountering disambiguating examples. A recent line of work has inquired as to whether common neural network architectures share this bias, finding that they do so only under special conditions: when syntactically supervised, when pre-trained on massive corpora, or when trained long past convergence. In this paper, we demonstrate, for the first time, neural network architectures that are able to generalize in human-like fashion without any of the aforementioned requirements: stack-augmented neural networks. We test three base architectures (transformer, simple RNN, LSTM) augmented with two styles of stack: the superposition stack of Joulin & Mikolov (2015) and a nondeterministic generalization of it proposed by DuSell & Chiang (2023). We find that transformers with nondeterministic stacks generalize best out of these architectures on a classical question formation task. We also propose a modification to the stack RNN architecture that improves hierarchical generalization. These results suggest that stack-augmented neural networks may be more accurate models of human language acquisition than standard architectures, serving as useful objects of psycholinguistic study. Our code is publicly available.
Open AccessBearing Syntactic Fruit with Stack-Augmented Neural Networks
Any finite set of training data is consistent with an infinite number of hypothetical algorithms that could have generated it. Studies have shown that when human children learn language, they consistently favor hypotheses based on hierarchical syntactic rules without ever encountering disambiguating examples. A recent line of work has inquired as to whether common neural network architectures share this bias, finding that they do so only under special conditions: when syntactically supervised, when pre-trained on massive corpora, or when trained long past convergence. In this paper, we demonstrate, for the first time, neural network architectures that are able to generalize in human-like fashion without any of the aforementioned requirements: stack-augmented neural networks. We test three base architectures (transformer, simple RNN, LSTM) augmented with two styles of stack: the superposition stack of Joulin & Mikolov (2015) and a nondeterministic generalization of it proposed by DuSell & Chiang (2023). We find that transformers with nondeterministic stacks generalize best out of these architectures on a classical question formation task. We also propose a modification to the stack RNN architecture that improves hierarchical generalization. These results suggest that stack-augmented neural networks may be more accurate models of human language acquisition than standard architectures, serving as useful objects of psycholinguistic study. Our code is publicly available.
- Open Access
Transformers are Inherently Succinct
We propose succinctness as a measure of the expressive power of a transformer in describing a concept. To this end, we prove that transformers are highly expressive in that they can represent formal languages substantially more succinctly than standard representations of formal languages like finite automata and Linear Temporal Logic (LTL) formulas. As a by-product of this expressivity, we show that verifying properties of transformers is provably intractable (i.e. EXPSPACE-complete).
Open AccessTransformers are Inherently Succinct
We propose succinctness as a measure of the expressive power of a transformer in describing a concept. To this end, we prove that transformers are highly expressive in that they can represent formal languages substantially more succinctly than standard representations of formal languages like finite automata and Linear Temporal Logic (LTL) formulas. As a by-product of this expressivity, we show that verifying properties of transformers is provably intractable (i.e. EXPSPACE-complete).
- Open Access
How Persuasive is Your Context?
Two central capabilities of language models (LMs) are: (i) drawing on prior knowledge about entities, which allows them to answer queries such as "What's the official language of Austria?", and (ii) adapting to new information provided in context, e.g., "Pretend the official language of Austria is Tagalog.", that is pre-pended to the question. In this article, we introduce targeted persuasion score (TPS), designed to quantify how persuasive a given context is to an LM where persuasion is operationalized as the ability of the context to alter the LM's answer to the question. In contrast to evaluating persuasiveness only by inspecting the greedily decoded answer under the model, TPS provides a more fine-grained view of model behavior. Based on the Wasserstein distance, TPS measures how much a context shifts a model's original answer distribution toward a target distribution. Empirically, through a series of experiments, we show that TPS captures a more nuanced notion of persuasiveness than previously proposed metrics.
Open AccessHow Persuasive is Your Context?
Two central capabilities of language models (LMs) are: (i) drawing on prior knowledge about entities, which allows them to answer queries such as "What's the official language of Austria?", and (ii) adapting to new information provided in context, e.g., "Pretend the official language of Austria is Tagalog.", that is pre-pended to the question. In this article, we introduce targeted persuasion score (TPS), designed to quantify how persuasive a given context is to an LM where persuasion is operationalized as the ability of the context to alter the LM's answer to the question. In contrast to evaluating persuasiveness only by inspecting the greedily decoded answer under the model, TPS provides a more fine-grained view of model behavior. Based on the Wasserstein distance, TPS measures how much a context shifts a model's original answer distribution toward a target distribution. Empirically, through a series of experiments, we show that TPS captures a more nuanced notion of persuasiveness than previously proposed metrics.
- 29 June 2025
- Published by Springer Nature
- p. 17-33
A Close Analysis of the Subset Construction
- Open Access
A Spatio-Temporal Point Process for Fine-Grained Modeling of Reading Behavior
Reading is a process that unfolds across space and time, alternating between fixations where a reader focuses on a specific point in space, and saccades where a reader rapidly shifts their focus to a new point. An ansatz of psycholinguistics is that modeling a reader's fixations and saccades yields insight into their online sentence processing. However, standard approaches to such modeling rely on aggregated eye-tracking measurements and models that impose strong assumptions, ignoring much of the spatio-temporal dynamics that occur during reading. In this paper, we propose a more general probabilistic model of reading behavior, based on a marked spatio-temporal point process, that captures not only how long fixations last, but also where they land in space and when they take place in time. The saccades are modeled using a Hawkes process, which captures how each fixation excites the probability of a new fixation occurring near it in time and space. The duration time of fixation events is modeled as a function of fixation-specific predictors convolved across time, thus capturing spillover effects. Empirically, our Hawkes process model exhibits a better fit to human saccades than baselines. With respect to fixation durations, we observe that incorporating contextual surprisal as a predictor results in only a marginal improvement in the model's predictive accuracy. This finding suggests that surprisal theory struggles to explain fine-grained eye movements.
Open AccessA Spatio-Temporal Point Process for Fine-Grained Modeling of Reading Behavior
Reading is a process that unfolds across space and time, alternating between fixations where a reader focuses on a specific point in space, and saccades where a reader rapidly shifts their focus to a new point. An ansatz of psycholinguistics is that modeling a reader's fixations and saccades yields insight into their online sentence processing. However, standard approaches to such modeling rely on aggregated eye-tracking measurements and models that impose strong assumptions, ignoring much of the spatio-temporal dynamics that occur during reading. In this paper, we propose a more general probabilistic model of reading behavior, based on a marked spatio-temporal point process, that captures not only how long fixations last, but also where they land in space and when they take place in time. The saccades are modeled using a Hawkes process, which captures how each fixation excites the probability of a new fixation occurring near it in time and space. The duration time of fixation events is modeled as a function of fixation-specific predictors convolved across time, thus capturing spillover effects. Empirically, our Hawkes process model exhibits a better fit to human saccades than baselines. With respect to fixation durations, we observe that incorporating contextual surprisal as a predictor results in only a marginal improvement in the model's predictive accuracy. This finding suggests that surprisal theory struggles to explain fine-grained eye movements.
- Open Access
Information Locality as an Inductive Bias for Neural Language Models
Inductive biases are inherent in every machine learning system, shaping how models generalize from finite data. In the case of neural language models (LMs), debates persist as to whether these biases align with or diverge from human processing constraints. To address this issue, we propose a quantitative framework that allows for controlled investigations into the nature of these biases. Within our framework, we introduce $m$-local entropy$\unicode{x2013}$an information-theoretic measure derived from average lossy-context surprisal$\unicode{x2013}$that captures the local uncertainty of a language by quantifying how effectively the $m-1$ preceding symbols disambiguate the next symbol. In experiments on both perturbed natural language corpora and languages defined by probabilistic finite-state automata (PFSAs), we show that languages with higher $m$-local entropy are more difficult for Transformer and LSTM LMs to learn. These results suggest that neural LMs, much like humans, are highly sensitive to the local statistical structure of a language.Open AccessInformation Locality as an Inductive Bias for Neural Language Models
Inductive biases are inherent in every machine learning system, shaping how models generalize from finite data. In the case of neural language models (LMs), debates persist as to whether these biases align with or diverge from human processing constraints. To address this issue, we propose a quantitative framework that allows for controlled investigations into the nature of these biases. Within our framework, we introduce $m$-local entropy$\unicode{x2013}$an information-theoretic measure derived from average lossy-context surprisal$\unicode{x2013}$that captures the local uncertainty of a language by quantifying how effectively the $m-1$ preceding symbols disambiguate the next symbol. In experiments on both perturbed natural language corpora and languages defined by probabilistic finite-state automata (PFSAs), we show that languages with higher $m$-local entropy are more difficult for Transformer and LSTM LMs to learn. These results suggest that neural LMs, much like humans, are highly sensitive to the local statistical structure of a language. - Open Access
The Harmonic Structure of Information Contours
The uniform information density (UID) hypothesis proposes that speakers aim to distribute information evenly throughout a text, balancing production effort and listener comprehension difficulty. However, language typically does not maintain a strictly uniform information rate; instead, it fluctuates around a global average. These fluctuations are often explained by factors such as syntactic constraints, stylistic choices, or audience design. In this work, we explore an alternative perspective: that these fluctuations may be influenced by an implicit linguistic pressure towards periodicity, where the information rate oscillates at regular intervals, potentially across multiple frequencies simultaneously. We apply harmonic regression and introduce a novel extension called time scaling to detect and test for such periodicity in information contours. Analyzing texts in English, Spanish, German, Dutch, Basque, and Brazilian Portuguese, we find consistent evidence of periodic patterns in information rate. Many dominant frequencies align with discourse structure, suggesting these oscillations reflect meaningful linguistic organization. Beyond highlighting the connection between information rate and discourse structure, our approach offers a general framework for uncovering structural pressures at various levels of linguistic granularity.
Open AccessThe Harmonic Structure of Information Contours
The uniform information density (UID) hypothesis proposes that speakers aim to distribute information evenly throughout a text, balancing production effort and listener comprehension difficulty. However, language typically does not maintain a strictly uniform information rate; instead, it fluctuates around a global average. These fluctuations are often explained by factors such as syntactic constraints, stylistic choices, or audience design. In this work, we explore an alternative perspective: that these fluctuations may be influenced by an implicit linguistic pressure towards periodicity, where the information rate oscillates at regular intervals, potentially across multiple frequencies simultaneously. We apply harmonic regression and introduce a novel extension called time scaling to detect and test for such periodicity in information contours. Analyzing texts in English, Spanish, German, Dutch, Basque, and Brazilian Portuguese, we find consistent evidence of periodic patterns in information rate. Many dominant frequencies align with discourse structure, suggesting these oscillations reflect meaningful linguistic organization. Beyond highlighting the connection between information rate and discourse structure, our approach offers a general framework for uncovering structural pressures at various levels of linguistic granularity.
- Open Access
Syntactic and Semantic Control of Large Language Models via Sequential Monte Carlo
A wide range of LM applications require generating text that conforms to syntactic or semantic constraints. Imposing such constraints can be naturally framed as probabilistic conditioning, but exact generation from the resulting distribution -- which can differ substantially from the LM's base distribution -- is generally intractable. In this work, we develop an architecture for controlled LM generation based on sequential Monte Carlo (SMC). Our SMC framework allows us to flexibly incorporate domain- and problem-specific constraints at inference time, and efficiently reallocate computational resources in light of new information during the course of generation. By comparing to a number of alternatives and ablations on four challenging domains -- Python code generation for data science, text-to-SQL, goal inference, and molecule synthesis -- we demonstrate that, with little overhead, our approach allows small open-source language models to outperform models over 8x larger, as well as closed-source, fine-tuned ones. In support of the probabilistic perspective, we show that these performance improvements are driven by better approximation to the posterior distribution. Our system builds on the framework of Lew et al. (2023) and integrates with its language model probabilistic programming language, giving users a simple, programmable way to apply SMC to a broad variety of controlled generation problems.
Open AccessSyntactic and Semantic Control of Large Language Models via Sequential Monte Carlo
A wide range of LM applications require generating text that conforms to syntactic or semantic constraints. Imposing such constraints can be naturally framed as probabilistic conditioning, but exact generation from the resulting distribution -- which can differ substantially from the LM's base distribution -- is generally intractable. In this work, we develop an architecture for controlled LM generation based on sequential Monte Carlo (SMC). Our SMC framework allows us to flexibly incorporate domain- and problem-specific constraints at inference time, and efficiently reallocate computational resources in light of new information during the course of generation. By comparing to a number of alternatives and ablations on four challenging domains -- Python code generation for data science, text-to-SQL, goal inference, and molecule synthesis -- we demonstrate that, with little overhead, our approach allows small open-source language models to outperform models over 8x larger, as well as closed-source, fine-tuned ones. In support of the probabilistic perspective, we show that these performance improvements are driven by better approximation to the posterior distribution. Our system builds on the framework of Lew et al. (2023) and integrates with its language model probabilistic programming language, giving users a simple, programmable way to apply SMC to a broad variety of controlled generation problems.
- Open Access
- 1 January 2025
- Published by Association for Computational Linguistics (ACL)
- p. 32085-32111
How Persuasive Is Your Context?
Tu Nguyen, Kevin Du, Alexander Miserlis Hoyle, Ryan Cotterell. Proceedings of the 2025 Conference on Empirical Methods in Natural Language Processing. 2025.
- 1 January 2025
- Published by Association for Computational Linguistics (ACL)
- p. 32085-32111
Open AccessHow Persuasive Is Your Context?
Tu Nguyen, Kevin Du, Alexander Miserlis Hoyle, Ryan Cotterell. Proceedings of the 2025 Conference on Empirical Methods in Natural Language Processing. 2025.