Current Organizations / Institutes

The organizations/institutes from the scholar's latest article


Marcia L. Baptista has a total of 16 co-authors. Here are the top co-authors by number of shared publications:


Latest Publications

  • Open Access

    Degradation Prediction of Proton‐Exchange Membrane Fuel Cell Tested Under Static and Quasi‐Dynamic Operating Conditions

    by Matthew Georgio Dekkers, Marcia L. Baptista, Helmut Prendinger

    The viability and extended lifetime of proton‐exchange membrane (PEM) fuel cells are essential to enable hydrogen electric aviation. Their reliability, that is, the ability to maintain stable performance over long operational periods under varying environmental and load conditions, is a critical factor for their adoption in aviation systems. Prognostics and Health Management (PHM) is a popular strategy used extensively in aero engines. This data‐driven approach is used to estimate the best maintenance times and to prevent utilisation of equipment beyond its end‐of‐life. Despite being considerably well established in classical aeronautics, PHM is not yet mature for PEM fuel cells. Currently PHM for PEM fuel cells face three technical problems: (1) reliance on multi‐sensor datasets that limit applicability when only voltage and current measurements are available, (2) short‐term prediction windows of typically below 100 h, and (3) limited linkage between physics models and machine learning models for RUL predictions. This study presents a hybrid long short‐term memory (LSTM) and echo state network (ESN) framework to address gaps (1) and (2) under static and quasi‐dynamic conditions. Using seasonal and trend decomposition using LOESS (STL), voltage and current are separated into components, enabling medium‐term prediction up to 125 h. Existing membrane degradation models are utilised to establish a foundation for future linkage with a machine learning model to improve remaining useful life (RUL) predictions. Our results suggest that the hybrid LSTM–ESN framework enables 125‐h degradation predictions using only voltage and current measurements.


  • Top Cited Papers
    Open Access

    Counterfactual explanations for remaining useful life estimation within a Bayesian framework

    by Jilles Andringa, Marcia L. Baptista, Bruno F. Santos


  • Open Access

    Health Index Estimation Through Integration of General Knowledge with Unsupervised Learning

    by Kristupas Bajarunas, Marcia L. Baptista, Kai Goebel, Manuel A. Chao

    Accurately estimating a Health Index (HI) from condition monitoring data (CM) is essential for reliable and interpretable prognostics and health management (PHM) in complex systems. In most scenarios, complex systems operate under varying operating conditions and can exhibit different fault modes, making unsupervised inference of an HI from CM data a significant challenge. Hybrid models combining prior knowledge about degradation with deep learning models have been proposed to overcome this challenge. However, previously suggested hybrid models for HI estimation usually rely heavily on system-specific information, limiting their transferability to other systems. In this work, we propose an unsupervised hybrid method for HI estimation that integrates general knowledge about degradation into the convolutional autoencoder's model architecture and learning algorithm, enhancing its applicability across various systems. The effectiveness of the proposed method is demonstrated in two case studies from different domains: turbofan engines and lithium batteries. The results show that the proposed method outperforms other competitive alternatives, including residual-based methods, in terms of HI quality and their utility for Remaining Useful Life (RUL) predictions. The case studies also highlight the comparable performance of our proposed method with a supervised model trained with HI labels.

  • Open Access

    Unsupervised Physics-Informed Health Indicator Estimation for Complex Systems

    by Kristupas Bajarunas, Marcia Baptista, Kai Goebel, Manuel Arias Chao

    Developing Health Indicators (HI) is a crucial aspect of prognostics and health management of complex systems. Previous research has demonstrated the benefits of accurately determining the HI, which can lead to better performance of prognostic models. However, the existing methodologies for determining HI in complex systems are mostly semi-supervised and rely on assumptions that may not hold in real-world scenarios. The existing methods usually involve using a reference set of healthy sensor readings or run-to-failure data to infer HI. But the unsupervised inference of HI from sensor readings, which is challenging in scenarios where diverse operating conditions can mask the effect of degradation on sensor readings, has not been extensively researched. In this paper, we propose a novel physics-informed unsupervised model for determining HI. Unlike previous methods, constrained by assumptions, the proposed method uses prior general knowledge about degradation to infer HI, thereby eliminating the need for a reference set of healthy sensor readings. The proposed unsupervised model is an Autoencoder that incorporates constraints on its latent space to ensure consistency with knowledge about degradation. We assess the efficacy of the proposed model by analyzing a prevalent prognostic case study, specifically the turbofan engine dataset (N-CMAPSS). Our analysis considers the model's sensitivity to data availability and the resulting Health Index's quality, including trendability and monotonicity. Additionally, we investigate the impact of incorporating the Health Index in predicting Remaining Useful Life (RUL). We demonstrate that our proposed method generates a Health Index that exhibits greater monotonicity and trendability than the current state-of-the-art semi-supervised approach. Moreover, our approach for identifying the Health Index leads to enhanced prognostic performance compared to the existing semi-supervised approach.


  • Open Access

    Cross-Version Software Defect Prediction Considering Concept Drift and Chronological Splitting

    by Alamgir Kabir, Atiq Ur Rehman, M. M. Manjurul Islam, Nazakat Ali, Marcia L. Baptista

    Concept drift (CD) refers to a phenomenon where the data distribution within datasets changes over time, and this can have adverse effects on the performance of prediction models in software engineering (SE), including those used for tasks like cost estimation and defect prediction. Detecting CD in SE datasets is difficult, but important, because it identifies the need for retraining prediction models and in turn improves their performance. If the concept drift is caused by symmetric changes in the data distribution, the model adaptation process might need to account for this symmetry to maintain accurate predictions. This paper explores the impact of CD within the context of cross-version defect prediction (CVDP), aiming to enhance the reliability of prediction performance and to make the data more symmetric. A concept drift detection (CDD) approach is further proposed to identify data distributions that change over software versions. The proposed CDD framework consists of three stages: (i) data pre-processing for CD detection; (ii) notification of CD by triggering one of the three flags (i.e., CD, warning, and control); and (iii) providing guidance on when to update an existing model. Several experiments on 30 versions of seven software projects reveal the value of the proposed CDD. Some of the key findings of the proposed work include: (i) An exponential increase in the error-rate across different software versions is associated with CD. (ii) A moving-window approach to train defect prediction models on chronologically ordered defect data results in better CD detection than using all historical data with a large effect size (δ≥0.427).


  • Open Access

    Aircraft Engine Bleed Valve Prognostics Using Multiclass Gated Recurrent Unit

    by Marcia L. Baptista, Helmut Prendinger

    Prognostics and health management is an engineering discipline that aims to support system operation while ensuring maximum safety and performance. Prognostics is a key step of this framework, focusing on developing effective maintenance policies based on predictive methods. Traditionally, prognostics models forecast the degradation process using regression techniques that approximate a mapping function from input to continuous remaining useful life estimates. These models are typically of high complexity and low interpretability. Classification approaches are an alternative solution to these types of models. We propose a predictive classification model that translates the input into discrete output variables instead of mapping the input to a single remaining useful life estimate. Each discrete output variable corresponds to a range of remaining useful life values. In other words, each output class variable represents the likelihood or risk of failure within a specific time range. We apply this model to a real-world case study involving the unscheduled and scheduled removals of a set of engine bleed valves from a fleet of Boeing 737 aircraft. The model can reach an area under the (micro-average) receiver operating characteristic curve of 72%. Our results suggest that the proposed multiclass gated recurrent unit network can provide valuable information about the different fault stages (corresponding to intervals of residual lives) of the studied valves.


  • Open Access

    Aircraft Engine Bleed Valve Prognostics Using Multiclass Gated Recurrent Unit

    by Marcia Baptista, Helmut Prendinger

    Prognostics and health management is an engineering discipline that aims to support system operation while ensuring maximum safety and performance. Prognostics is a key step of this framework, focusing on developing effective maintenance policies based on predictive methods. We propose a predictive classification model that translates the input into discrete output variables instead of mapping the input to a single remaining useful life estimate. We apply this model to a real-world case study involving the unscheduled and scheduled removals of a set of engine bleed valves from a fleet of Boeing 737 aircraft. Our results suggest that the proposed multiclass gated recurrent unit network can provide valuable information about the different fault stages (corresponding to intervals of residual lives) of the studied valves. The model can reach an area under the (micro-average) receiver operating characteristic curve of 72%.

  • Top Cited Papers
    Open Access

    Relation between prognostics predictor evaluation metrics and local interpretability SHAP values

    by Marcia L. Baptista, Kai Goebel, Elsa M.P. Henriques