Guishan Yan
Current Organizations / Institutes
The organizations/institutes from the scholar's latest article
Guishan Yan has a total of 41 co-authors. Here are the top co-authors by number of shared publications:
- Gexin Chen
School of Mechanical Engineering, Yanshan University, Qinhuangdao 066000, China
4 shared publications Chao Ai
School of Mechanical Engineering, Yanshan University, Qinhuangdao, China
3 shared publications- Chao Ai
Yanshan University
3 shared publications Xianhang Liu
School of Mechanical Engineering, Yanshan University, Qinhuangdao, China
3 shared publications- Beichen Ding
School of Advanced Manufacturing & Southern Marine Science and Engineering Guangdong Laboratory (Zhuhai), Sun Yat-sen University, Shenzhen, China
2 shared publications - Gengting Qiu
School of Mechanical Engineering, Yanshan University, Qinhuangdao 066000, China
2 shared publications
Latest Publications
- Open Access
Adaptive Backstepping Control for Battery Pole Strip Mill Systems with Friction and Dead-Zone Input Nonlinearities
The dead-zone input and hydraulic cylinder friction of the pump-controlled automatic gauge control (AGC) system introduce significant challenges to the high-precision rolling of lithium battery pole pieces. To address these nonlinearities, this paper establishes the friction and dead-zone model of the pump-controlled AGC system, and a slide-mode observer is designed to estimate the friction state z in the LuGre model. Furthermore, an adaptive compensation method is adopted to identify the unknown parameters of the input dead-zone and friction models. Meanwhile, combined with the framework of backstepping control design, both matched and mismatched disturbances are effectively compensated. Stability analysis guarantees the convergence of the estimation errors and closed-loop signal boundedness. Finally, experimental results validate the effectiveness and robustness of the proposed control strategy.
Open AccessAdaptive Backstepping Control for Battery Pole Strip Mill Systems with Friction and Dead-Zone Input Nonlinearities
The dead-zone input and hydraulic cylinder friction of the pump-controlled automatic gauge control (AGC) system introduce significant challenges to the high-precision rolling of lithium battery pole pieces. To address these nonlinearities, this paper establishes the friction and dead-zone model of the pump-controlled AGC system, and a slide-mode observer is designed to estimate the friction state z in the LuGre model. Furthermore, an adaptive compensation method is adopted to identify the unknown parameters of the input dead-zone and friction models. Meanwhile, combined with the framework of backstepping control design, both matched and mismatched disturbances are effectively compensated. Stability analysis guarantees the convergence of the estimation errors and closed-loop signal boundedness. Finally, experimental results validate the effectiveness and robustness of the proposed control strategy.
- Open Access
Prescribed Performance Trajectory Tracking Control for Electro-Hydraulic Servo Pump-Controlled Systems with Input and State Delays
Electro-hydraulic servo pump-controlled systems have advantages such as energy saving and high integration and are widely applied in aerospace, engineering machinery, and other fields. However, the input and state delays introduced by drive circuit, control period, and oil leakage result in lower dynamic response speed compared to traditional valve control systems, which restricts the promotion of the system. In this paper, a prescribed performance trajectory tracking control method is proposed to improve the transient and steady-state performance of the system. A performance function is designed to constrain the range of trajectory tracking errors. The constrained space is mapped to an unconstrained space via a homeomorphic transformation, and the control laws are designed by integrating it with the backstepping method. In the final step of the backstepping design, the input and state delays are processed using Lyapunov–Krasovskii functionals. The simulation and experimental results show that under the condition of fixed input delay and state delay, the trajectory tracking errors converge within the preset range, and all states of the system are uniformly bounded. The results demonstrate the effectiveness of the proposed method in this paper.
Open AccessPrescribed Performance Trajectory Tracking Control for Electro-Hydraulic Servo Pump-Controlled Systems with Input and State Delays
Electro-hydraulic servo pump-controlled systems have advantages such as energy saving and high integration and are widely applied in aerospace, engineering machinery, and other fields. However, the input and state delays introduced by drive circuit, control period, and oil leakage result in lower dynamic response speed compared to traditional valve control systems, which restricts the promotion of the system. In this paper, a prescribed performance trajectory tracking control method is proposed to improve the transient and steady-state performance of the system. A performance function is designed to constrain the range of trajectory tracking errors. The constrained space is mapped to an unconstrained space via a homeomorphic transformation, and the control laws are designed by integrating it with the backstepping method. In the final step of the backstepping design, the input and state delays are processed using Lyapunov–Krasovskii functionals. The simulation and experimental results show that under the condition of fixed input delay and state delay, the trajectory tracking errors converge within the preset range, and all states of the system are uniformly bounded. The results demonstrate the effectiveness of the proposed method in this paper.
- 6 October 2025
- Published by Institute of Electrical and Electronics Engineers (IEEE) in IEEE/ASME Transactions on Mechatronics
- Vol. 31 (2) , 1820-1828
A High Dynamic Drive Method for Dual Solenoid High-Speed ON/OFF Valve Based on Phase-Duty Cycle Compound Modulation
High-speed on/off valve (HSV) is widely used in fields, such as construction machinery, marine equipment, and aerospace, due to its advantages of strong anti-pollution and low energy consumption. The dual solenoid sliding HSV, which dynamic performance is rarely affected by fluctuations in pressure, simplifies flow control. However, under the current drive methods, the dual solenoid HSV exhibits poor dynamic performance, which limits control accuracy and the range of applications. Thus, this paper proposes a high dynamic drive method for dual solenoid HSV. First, the spool dynamic model of the dual solenoid HSV is established. Then, the mapping between phase difference and response time is obtained, and a phase difference modulation method is proposed. On this basis, the phase-duty cycle compound modulation (PDCM) guiding law is designed by combining the current dynamic model. Subsequently, the optimal phase difference and duty cycle are determined through the simulation according to the designed modulation guiding law. Finally, a series of comparative experiments are carried out and the results demonstrate that the proposed PDCM reduces the closing response time by 41.9% and expands the controllable range of flow rate by 100%, which enhances control precision and expands the range of applications for dual solenoid HSV.
- 6 October 2025
- Published by Institute of Electrical and Electronics Engineers (IEEE) in IEEE/ASME Transactions on Mechatronics
- Vol. 31 (2) , 1820-1828
A High Dynamic Drive Method for Dual Solenoid High-Speed ON/OFF Valve Based on Phase-Duty Cycle Compound Modulation
High-speed on/off valve (HSV) is widely used in fields, such as construction machinery, marine equipment, and aerospace, due to its advantages of strong anti-pollution and low energy consumption. The dual solenoid sliding HSV, which dynamic performance is rarely affected by fluctuations in pressure, simplifies flow control. However, under the current drive methods, the dual solenoid HSV exhibits poor dynamic performance, which limits control accuracy and the range of applications. Thus, this paper proposes a high dynamic drive method for dual solenoid HSV. First, the spool dynamic model of the dual solenoid HSV is established. Then, the mapping between phase difference and response time is obtained, and a phase difference modulation method is proposed. On this basis, the phase-duty cycle compound modulation (PDCM) guiding law is designed by combining the current dynamic model. Subsequently, the optimal phase difference and duty cycle are determined through the simulation according to the designed modulation guiding law. Finally, a series of comparative experiments are carried out and the results demonstrate that the proposed PDCM reduces the closing response time by 41.9% and expands the controllable range of flow rate by 100%, which enhances control precision and expands the range of applications for dual solenoid HSV.
- 1 September 2025
- Published by AIP Publishing in Physics of Fluids
- Vol. 37 (9)
Radial flow force reduction in a hydraulic spool valve using balanced through-hole design
The hydraulic spool valve (HSV) represents the core control element in the fluid power system by virtue of its precise flow and pressure regulation abilities. Unbalanced radial flow force (RFF) is a major contributor to spool instability and friction-induced failure in HSVs, particularly in open-neutral configurations where flow field asymmetry is prominent. Conventional assumptions often overlook RFF due to structural symmetry, yet practical designs constrained by standard port layouts frequently induce asymmetrical pressure and velocity distributions. To address this issue, a novel through-hole design is proposed and integrated into the mid-shoulder of the HSV spool. Specifically, the study employs a combined approach of computational fluid dynamics-based numerical simulations and experimental bench testing to evaluate RFF generation and suppression mechanisms. The Realizable k–ε turbulence model is used to capture turbulent flow features and assess the contribution of pressure and viscous forces. Various through-hole angles are analyzed to determine the optimal configuration. Results indicate that RFF is predominantly pressure-driven (accounting for over 85% of total force), with significant asymmetries localized around the mid-shoulder region. Incorporating a 15° inclined dual through-hole structure reduces RFF on the mid-shoulder by 45.5% and total spool RFF by 29.9%, improving flow symmetry and minimizing pressure gradients. The optimized structure also enhances performance stability under varying spool displacements, achieving a maximum total spool RFF reduction of 55.5% at −1.5 mm displacement.
- 1 September 2025
- Published by AIP Publishing in Physics of Fluids
- Vol. 37 (9)
Radial flow force reduction in a hydraulic spool valve using balanced through-hole design
The hydraulic spool valve (HSV) represents the core control element in the fluid power system by virtue of its precise flow and pressure regulation abilities. Unbalanced radial flow force (RFF) is a major contributor to spool instability and friction-induced failure in HSVs, particularly in open-neutral configurations where flow field asymmetry is prominent. Conventional assumptions often overlook RFF due to structural symmetry, yet practical designs constrained by standard port layouts frequently induce asymmetrical pressure and velocity distributions. To address this issue, a novel through-hole design is proposed and integrated into the mid-shoulder of the HSV spool. Specifically, the study employs a combined approach of computational fluid dynamics-based numerical simulations and experimental bench testing to evaluate RFF generation and suppression mechanisms. The Realizable k–ε turbulence model is used to capture turbulent flow features and assess the contribution of pressure and viscous forces. Various through-hole angles are analyzed to determine the optimal configuration. Results indicate that RFF is predominantly pressure-driven (accounting for over 85% of total force), with significant asymmetries localized around the mid-shoulder region. Incorporating a 15° inclined dual through-hole structure reduces RFF on the mid-shoulder by 45.5% and total spool RFF by 29.9%, improving flow symmetry and minimizing pressure gradients. The optimized structure also enhances performance stability under varying spool displacements, achieving a maximum total spool RFF reduction of 55.5% at −1.5 mm displacement.
- 17 March 2025
- Published by Institute of Electrical and Electronics Engineers (IEEE) in IEEE Transactions on Transportation Electrification
- Vol. 11 (4) , 9740-9752
Development of a PM Spherical Actuator With Tiltable Stator for High Torque Density
Spherical actuators are active joints that rotate around three directions and are more compact than conventional joints using multiple single-axis motors connected in series. However, spherical electromagnetic actuators have low torque density, particularly in tilt directions, hindering practical applications. The essential reason is that their stator and rotor are misaligned after tilting, which not only reduces the electromagnetic torque but also introduces restoring torques. To enhance torque density, this paper proposes a 3-DOF permanent magnet spherical actuator with a tiltable stator. The relative positions of the stators and rotors of each actuation unit remain unchanged after tilting, maintaining high output torque and allowing large tilting angles, and rotating and tilting torques are decoupled. We introduce the working principle of the proposed actuator and establish its basic structure. Two-dimensional magnetic field finite element analysis and conformal transformation are combined to simplify three-dimensional magnetic field computations. The optimized parameters for the tilting unit are obtained. Finally, a prototype is fabricated and experimentally tested. The proposed spherical actuator yields a tilt torque exceeding 8 Nm and a rotation torque of 7.34 Nm, corresponding to a torque density of 1.75 Nm/kg for tilt and 1.6 Nm/kg for rotation relative to the entire actuator.
- 17 March 2025
- Published by Institute of Electrical and Electronics Engineers (IEEE) in IEEE Transactions on Transportation Electrification
- Vol. 11 (4) , 9740-9752
Development of a PM Spherical Actuator With Tiltable Stator for High Torque Density
Spherical actuators are active joints that rotate around three directions and are more compact than conventional joints using multiple single-axis motors connected in series. However, spherical electromagnetic actuators have low torque density, particularly in tilt directions, hindering practical applications. The essential reason is that their stator and rotor are misaligned after tilting, which not only reduces the electromagnetic torque but also introduces restoring torques. To enhance torque density, this paper proposes a 3-DOF permanent magnet spherical actuator with a tiltable stator. The relative positions of the stators and rotors of each actuation unit remain unchanged after tilting, maintaining high output torque and allowing large tilting angles, and rotating and tilting torques are decoupled. We introduce the working principle of the proposed actuator and establish its basic structure. Two-dimensional magnetic field finite element analysis and conformal transformation are combined to simplify three-dimensional magnetic field computations. The optimized parameters for the tilting unit are obtained. Finally, a prototype is fabricated and experimentally tested. The proposed spherical actuator yields a tilt torque exceeding 8 Nm and a rotation torque of 7.34 Nm, corresponding to a torque density of 1.75 Nm/kg for tilt and 1.6 Nm/kg for rotation relative to the entire actuator.
- Open Access
- 12 February 2025
- Published by Springer Nature in Scientific Reports
- Vol. 15 (1) , 1-18
Energy efficiency optimization of electric hydraulic loader with variable speed variable displacement power source
An independent pump-controlled hydraulic system based on a variable speed variable displacement power source (VSVDPS) can eliminate throttle losses of the electric loader boom and recover gravitational potential energy. However, challenges arise in efficiently and rapidly solving for the optimal speed and displacement due to severe load fluctuations, model inaccuracies, and the coupling of the two variables. This paper proposes an energy-efficient optimization method based on the model search combined method (MSCM), which leverages the advantages of the model-based method for fast solution finding and the search-based method for high precision. Initially, the model-based method is used to determine the suboptimal speed. Subsequently, based on this speed, the initial speed search interval containing the optimal speed is calculated, enabling the VSVDPS to quickly operate near optimal efficiency during the early stages of the search. Finally, the search-based method is employed to swiftly determine the optimal speed and displacement. The experimental results demonstrate that the MSCM achieves significant energy efficiency improvements with short convergence times. In the hydraulic system of the loader boom, the VSVDPS employing the MSCM reduces energy consumption by 9.38 and 11.27% compared with a variable speed fixed displacement power source and a fixed speed variable displacement power source.
- 12 February 2025
- Published by Springer Nature in Scientific Reports
- Vol. 15 (1) , 1-18
Open AccessEnergy efficiency optimization of electric hydraulic loader with variable speed variable displacement power source
An independent pump-controlled hydraulic system based on a variable speed variable displacement power source (VSVDPS) can eliminate throttle losses of the electric loader boom and recover gravitational potential energy. However, challenges arise in efficiently and rapidly solving for the optimal speed and displacement due to severe load fluctuations, model inaccuracies, and the coupling of the two variables. This paper proposes an energy-efficient optimization method based on the model search combined method (MSCM), which leverages the advantages of the model-based method for fast solution finding and the search-based method for high precision. Initially, the model-based method is used to determine the suboptimal speed. Subsequently, based on this speed, the initial speed search interval containing the optimal speed is calculated, enabling the VSVDPS to quickly operate near optimal efficiency during the early stages of the search. Finally, the search-based method is employed to swiftly determine the optimal speed and displacement. The experimental results demonstrate that the MSCM achieves significant energy efficiency improvements with short convergence times. In the hydraulic system of the loader boom, the VSVDPS employing the MSCM reduces energy consumption by 9.38 and 11.27% compared with a variable speed fixed displacement power source and a fixed speed variable displacement power source.
- 19 December 2024
- Published by Institute of Electrical and Electronics Engineers (IEEE) in IEEE Transactions on Industrial Electronics
- Vol. 72 (7) , 6797-6808
Nonlinear Modeling and Estimation of Voltage to Current Angle Derivative for Accurate Inductance Identification of PMSMs
For permanent magnet synchronous machines (PMSMs), accurate inductances are critical to achieve high performance control, but inductance estimation can be affected by machine nonlinearities and the coupling with other machine parameters. Hence, this article presents the inductance estimation from a new perspective by using the derivative of the voltage to current angle (VCA) to improve the estimation accuracy especially for the d-axis inductance. The idea is to derive the derivative of VCA based inductance estimation model from the machine model, which is decoupled from the machine parameters such as permanent magnet (PM) flux linkage and improves the estimation performance. To consider magnetic saturation, nonlinear inductance variation is modeled in a local region of interest to improve the estimation performance. To avoid the influence from winding resistance and inverter distortion, the voltage variation under two speeds is employed to construct the estimation model. To reduce the influence from the measurement noise, the derivatives of VCA are modeled and estimated from the measurements using nonlinear polynomials. Hence, one can use measurements under low speeds for inductance estimation, which can reduce the influence of nonlinearities such as core loss in using high-speed data. The proposed approach is validated with extensive simulations, experiments, and comparisons on a test PMSM drive.
- 19 December 2024
- Published by Institute of Electrical and Electronics Engineers (IEEE) in IEEE Transactions on Industrial Electronics
- Vol. 72 (7) , 6797-6808
Nonlinear Modeling and Estimation of Voltage to Current Angle Derivative for Accurate Inductance Identification of PMSMs
For permanent magnet synchronous machines (PMSMs), accurate inductances are critical to achieve high performance control, but inductance estimation can be affected by machine nonlinearities and the coupling with other machine parameters. Hence, this article presents the inductance estimation from a new perspective by using the derivative of the voltage to current angle (VCA) to improve the estimation accuracy especially for the d-axis inductance. The idea is to derive the derivative of VCA based inductance estimation model from the machine model, which is decoupled from the machine parameters such as permanent magnet (PM) flux linkage and improves the estimation performance. To consider magnetic saturation, nonlinear inductance variation is modeled in a local region of interest to improve the estimation performance. To avoid the influence from winding resistance and inverter distortion, the voltage variation under two speeds is employed to construct the estimation model. To reduce the influence from the measurement noise, the derivatives of VCA are modeled and estimated from the measurements using nonlinear polynomials. Hence, one can use measurements under low speeds for inductance estimation, which can reduce the influence of nonlinearities such as core loss in using high-speed data. The proposed approach is validated with extensive simulations, experiments, and comparisons on a test PMSM drive.
- Open Access
- 18 September 2024
- Published by Springer Nature in Scientific Reports
- Vol. 14 (1) , 1-16
Nonlinear flow modeling of electro hydrostatic pump unit based on Gauss Newton iterative method for high performance control
For the electric hydrostatic pump unit (EPU), which is a crucial component in the electro hydraulic servo pump control system (EHSPCS), nonlinear flow modelling is a key challenge to achieve high performance operation, especially in position control. For the nonlinear flow of EPUs, simple linearization combined with compensation has become a popular control method recently. However, the control performance is constrained by the reliance on deviation correction. This paper proposes utilizing the Gauss Newton iterative method to investigate the nonlinear flow modeling in the EPU, aiming to obtain the mapping relationship between the load flow and operating parameters in the EPU, thereby directly improving the control performance. A nonlinear flow model is built by utilizing the Gauss Newton iterative method based on test data obtained from various operating conditions, and the mapping relationship is presented accordingly. Experimental studies show that compared to well-established methods, this model exhibits high accuracy and practicality in improving the control performance, particularly in position control of the EPU.
- 18 September 2024
- Published by Springer Nature in Scientific Reports
- Vol. 14 (1) , 1-16
Open AccessNonlinear flow modeling of electro hydrostatic pump unit based on Gauss Newton iterative method for high performance control
For the electric hydrostatic pump unit (EPU), which is a crucial component in the electro hydraulic servo pump control system (EHSPCS), nonlinear flow modelling is a key challenge to achieve high performance operation, especially in position control. For the nonlinear flow of EPUs, simple linearization combined with compensation has become a popular control method recently. However, the control performance is constrained by the reliance on deviation correction. This paper proposes utilizing the Gauss Newton iterative method to investigate the nonlinear flow modeling in the EPU, aiming to obtain the mapping relationship between the load flow and operating parameters in the EPU, thereby directly improving the control performance. A nonlinear flow model is built by utilizing the Gauss Newton iterative method based on test data obtained from various operating conditions, and the mapping relationship is presented accordingly. Experimental studies show that compared to well-established methods, this model exhibits high accuracy and practicality in improving the control performance, particularly in position control of the EPU.
- Open Access
Research on Variable Speed Variable Displacement Power Unit with High Efficiency and High Dynamic Optimized Matching
For the variable speed variable displacement power unit (VSVDPU), achieving power matching between the permanent magnet synchronous motor (PMSM) and the variable displacement plunger pump (VDPP) is the key to reducing system energy consumption. The control method of adjusting the speed of the PMSM and the displacement of the VDPP is the mainstay of current research and application of the VSVDPU. However, the dynamic properties of the PMSM and VDPP have not been balanced, which affects the control effect of the VSVDPU. This paper proposes a control method of variable speed and variable displacement with low energy consumption and high dynamics. The main idea is based on the efficiency model and dynamic response model of the PMSM and VDPP, and the factors that affect the efficiency and dynamic characteristics of the VSVDPU are analyzed. Guided by the multi-objective optimization algorithm, the optimal combination of speed and displacement under specific working conditions is derived. Simulation and experiment results show that the proposed control method is feasible to improve the efficiency and dynamic characteristics of the VSVDPU.
Open AccessResearch on Variable Speed Variable Displacement Power Unit with High Efficiency and High Dynamic Optimized Matching
For the variable speed variable displacement power unit (VSVDPU), achieving power matching between the permanent magnet synchronous motor (PMSM) and the variable displacement plunger pump (VDPP) is the key to reducing system energy consumption. The control method of adjusting the speed of the PMSM and the displacement of the VDPP is the mainstay of current research and application of the VSVDPU. However, the dynamic properties of the PMSM and VDPP have not been balanced, which affects the control effect of the VSVDPU. This paper proposes a control method of variable speed and variable displacement with low energy consumption and high dynamics. The main idea is based on the efficiency model and dynamic response model of the PMSM and VDPP, and the factors that affect the efficiency and dynamic characteristics of the VSVDPU are analyzed. Guided by the multi-objective optimization algorithm, the optimal combination of speed and displacement under specific working conditions is derived. Simulation and experiment results show that the proposed control method is feasible to improve the efficiency and dynamic characteristics of the VSVDPU.