Jian Suo

Underwater acoustic vector sensors (UAVSs) are increasingly utilized for remote passive sonar detection, but the accuracy of direction-of-arrival (DOA) estimation remains a challenging problem, particularly under low signal-to-noise ratio (SNR) conditions and complex background noise. In this paper, a comprehensive theoretical analysis is conducted on UAVS signal preprocessing subjected to gain-phase uncertainties for average acoustic intensity measurement (AAIM) and complex acoustic intensity measurement (CAIM)-based vector DOA estimation, aiming to explain the theoretical restrictions of intensity-based vector acoustic preprocessing approaches. On this basis, a generalized vector acoustic preprocessing optimization model is established in which the principle can be described as “maximizing the denoising performance under the constraints of an equivalent amplitude-gain response and phase-bias response”. A novel vector acoustic preprocessing method named linear matched stochastic resonance (LMSR) is proposed within the framework of matched stochastic resonance theory, which can naturally guarantee the linear gain-phase restrictions, as well achieving effective denoising performance. Numerical analyses demonstrate the superior vector DOA estimation performance of our proposed LMSR-AAIM and LMSR-CAIM methods in comparison to classical intensity-based AAIM and CAIM methods, especially under low-SNR conditions and non-Gaussian impulsive noise circumstances. Experimental verification conducted in the South China Sea further verifies its the effectiveness for practical application. This work can lay a solid foundation to break through the challenges of underwater remote vector acoustic DOA estimation under low-SNR conditions and complex ocean ambient noise and can provide important guidance for future research work.

Remote passive sonar detection with underwater acoustic vector sensor (UAVS) has attracted increasing attention due to its merit in measuring the full sound field information. However, the accurate estimation of the direction-of-arrival (DOA) remains a challenging problem, especially under low signal-to-noise ratio (SNR) conditions. In this paper, a novel convolution (COV)-based single-vector acoustic preprocessing method is proposed on the basis of the single-vector acoustic preprocessing model. In view of the theoretical analysis of the classical single-vector acoustic DOA estimation method, the principle of preprocessing can be described as “to achieve an improved denoising performance in the constraint of equivalent amplitude gain and phase response.” This can be naturally guaranteed by our proposed COV method. In addition, the upper bound with matched filtering (MF) preprocessing is provided in the consideration of the optimal linear signal processing for weak signal detection under Gaussian noise. Numerical analyses demonstrate the effectiveness of our proposed preprocessing method with both vector array signal processing-based and intensity-based methods. Experimental verification conducted in South China Sea further verifies the effectiveness of our approach for practical applications. This work can lay a solid foundation in improving underwater remote vector acoustic DOA estimation under low SNR, and can provide important guidance for future research work.