Xinyu Ma

Retrieval-augmented Generation (RAG) integrates Large Language Models (LLMs) with retrievers to access external knowledge, improving the factuality of LLM generation in knowledge-grounded tasks. To optimize the RAG performance, most previous work independently fine-tunes the retriever to adapt to frozen LLMs or trains the LLMs to use documents retrieved by off-the-shelf retrievers, lacking end-to-end training supervision. Recent work addresses this limitation by jointly training these two components but relies on overly simplifying assumptions of document independence, which has been criticized for being far from real-world scenarios. Thus, effectively optimizing the overall RAG performance remains a critical challenge. We propose a Direct Retrieval-augmented Optimization ( DRO ) framework that enables end-to-end training of two key components: (i) a generative knowledge selection model and (ii) an LLM generator. DRO alternates between two phases: (i) document permutation estimation and (ii) re-weighted maximization, progressively improving RAG components through a variational approach. In the estimation step, we treat document permutation as a latent variable and directly estimate its distribution from the selection model by applying an importance sampling strategy. In the maximization step, we calibrate the optimization expectation using importance weights and jointly train the selection model and LLM generator. Our theoretical analysis reveals that DRO is analogous to policy-gradient methods in reinforcement learning. Extensive experiments conducted on five datasets illustrate that DRO outperforms the best baseline with 5–15% improvements in EM and F1. We also qualitatively analyze the stability, convergence, and variance of DRO. (Code is available on DRO GitHub ).

Large Language Models (LLMs) have shown strong capabilities in open-domain question answering (QA), but deploying them in real-world online systems introduces critical challenges. These include: (1) handling both simple and complex queries with appropriate levels of reasoning, (2) minimizing latency without compromising answer quality, and (3) maintaining answer consistency under evolving and noisy retrieval contexts. To address these challenges, we propose Retain-to-Refine (ℜ²ℜ), an adaptive agent-based QA framework designed for practical deployment. ℜ²ℜ integrates a Query Critic Agent (QCA) to assess query difficulty and route it accordingly: simple queries are answered directly using fast, prompt-based LLM calls, while complex queries are handled by a Memory Augmented Agent (MAA). MAA performs iterative reasoning guided by a unique long-short memory mechanism. Long-term memory retains and consolidates stable, core facts to ground the reasoning process, while short-term memory identifies transient information gaps to formulate highly focused subsequent queries. To ensure evidence quality, a Supervised Retrospection module validates and filters retrieved documents at each step. This agent-based design enables ℜ²ℜ to dynamically allocate computation based on question complexity, reducing unnecessary overhead while preserving high-quality answers when multi-step reasoning or external knowledge is required. Extensive evaluations across various settings and datasets demonstrate that the efficiency of R2R across diverse question types. In online settings, ℜ²ℜ delivers substantial gains in both response quality and efficiency, making it well-suited for large-scale industrial deployment in real-time QA services.

Generative retrieval (GR) reformulates the Information Retrieval (IR) task as the generation of document identifiers (docIDs). Despite its promise, existing GR models exhibit poor generalization to newly added documents, often failing to generate the correct docIDs. While incremental training offers a straightforward remedy, it is computationally expensive, resource-intensive, and prone to catastrophic forgetting, thereby limiting the scalability and practicality of GR. In this paper, we identify the core bottleneck as the decoder's ability to map hidden states to the correct docIDs of newly added documents. Model editing, which enables targeted parameter modifications for docID mapping, represents a promising solution. However, applying model editing to current GR models is not trivial, which is severely hindered by indistinguishable edit vectors across queries, due to the high overlap of shared docIDs in retrieval results. To address this, we propose DOME (docID-oriented model editing), a novel method that effectively and efficiently adapts GR models to unseen documents. DOME comprises three stages: (1) identification of critical layers, (2) optimization of edit vectors, and (3) construction and application of updates. At its core, DOME employs a hybrid-label adaptive training strategy that learns discriminative edit vectors by combining soft labels, which preserve query-specific semantics for distinguishable updates, with hard labels that enforce precise mapping modifications. Experiments on widely used benchmarks, including NQ and MS MARCO, show that our method significantly improves retrieval performance on new documents while maintaining effectiveness on the original collection. Moreover, DOME achieves this with only about 60% of the training time required by incremental training, considerably reducing computational cost and enabling efficient, frequent model updates. Our code is available at https://github.com/zhangzhen-research/DOME