YZYanyan Zhao

Yanyan Zhao

*This is an algorithmically generated author record based on publicly available information.

Current Organizations / Institutes

The organizations/institutes from the scholar's latest article

Previous Organizations / Institutes

The organizations / institutes from the scholar's other articles in the past ten years


Yanyan Zhao has a total of 14 co-authors. Here are the top co-authors by number of shared publications:


Latest Publications

  • Open Access

    Evaluating Privacy-Conscious Federated Learning Strategies for Reliable Student Performance Prediction in Learning Analytics

    by Yanyan Zhao, Qing Cheng, Min Meng

    Federated learning can support privacy-conscious student performance prediction by enabling collaborative model training across educational institutions without centralizing sensitive student records. However, existing educational federated learning research is dominated by FedAvg, while alternative strategies such as FedProx are mainly explored in studies explicitly addressing non-independent and identically distributed (non-IID) educational data. This study addresses this gap through a controlled comparison of seven federated learning strategies, including FedAvg, FedAvgM, FedProx, FedAdagrad, FedAdam, FedYogi, and FedMedian, using the Open University Learning Analytics Dataset. A Flower-based simulated federated learning framework was developed to evaluate these approaches across multiple student outcome prediction tasks. For Pass/Withdrawn prediction, FedMedian achieved the highest mean late-round accuracy and macro-F1. Hochberg corrected p-value showed significant differences between FedMedian and all six alternative methods for mean accuracy. For Pass/Fail prediction, FedMedian had the highest observed mean performance, but its advantage over the leading alternatives FedProx, FedAvgM, and FedAvg was not statistically confirmed under the corrected paired comparisons. FedProx had the highest observed late-round means for Fail/Distinction prediction but was not statistically distinguishable from FedAvg, FedAvgM, or FedAdagrad after Hochberg correction. None of the evaluated strategies achieved satisfactory balanced performance for the highly imbalanced Pass/Distinction prediction task, demonstrating the challenges of applying federated learning to complex educational outcomes. These findings indicate that FedAvg, despite being the most commonly adopted approach in educational federated learning, is not consistently optimal under heterogeneous educational data distributions. Instead, selecting federated optimization strategies according to task characteristics can improve model stability and prediction reliability. The study highlights the importance of responsible federated learning deployment in educational settings, where privacy-conscious analytics can support more reliable identification of student learning outcomes and inform evidence-based interventions.

  • Racial/Ethnic Disparities in Severity Scoring Systems for Sepsis Patients in Intensive Care Units in the USA: Insights from MIMIC-III, MIMIC-IV and eICU Databases

    by Peili Liu, Xiaoqi Li, Yanyan Zhao

    This study aims to evaluate the performance disparities of commonly used severity scoring systems among sepsis patients of different ethnicities. We analyzed data from 51,519 sepsis patients in three routine hospital datasets from the United States. We evaluated the discrimination and calibration of three severity scoring systems across four ethnic groups (White, Black, Hispanic, and Asian). These three scoring systems were the Oxford Acute Severity of Illness Score (OASIS), Logistic Organ Dysfunction System (LODS), and Simplified Acute Physiology Score II (SAPS II). The primary outcome was in-hospital mortality. Discrimination was assessed using the area under the receiver operating characteristic (AUROC) curve, and calibration was analyzed using the standardized mortality ratio (SMR). The discrimination of the three scoring systems was generally stable across different ethnic groups. For instance, the AUROC of SAPS II ranged from 0.76 to 0.77 in Medical Information Mart for Intensive Care III (MIMIC-III), 0.74 to 0.78 in Medical Information Mart for Intensive Care IV (MIMIC-IV), and 0.71 to 0.72 in eICU Collaborative Research Database (eICU-CRD). However, significant biases were observed in calibration performance. Specifically, the three scoring systems generally overestimated mortality (SMR < 1) in most settings, although calibration patterns varied across databases. This overestimation was particularly pronounced in Black or Hispanic patients, with statistical significance in some cases when compared to White or Asian patients (adjusted p-value < 0.05). Severity scoring systems generally tended to overestimate mortality across different ethnic groups, although the direction and magnitude of calibration bias varied across settings. This suggests that caution is needed when using scoring systems for clinical decision-making, especially for patients from different ethnic backgrounds.


  • Open Access

    RMR-ICP: robust Mendelian randomization method accounting for idiosyncratic and correlated pleiotropy with applications to stroke outcomes

    by Qing Cheng, Wenxin Xu, Chan Wang, Jin Liu, Yanyan Zhao

    Motivation: Mendelian randomization (MR) serves as a valuable tool for investigating causal relationships between exposures and disease outcomes in observational studies. However, MR methods, operating under classical assumptions, may yield biased estimates and inflated false-positive causal relationships when faced with realistic and complex correlated horizontal pleiotropy (CHP). While numerous MR methods have emerged to address CHP effects, limited methods can effectively handle relatively large direct effects, commonly known as idiosyncratic pleiotropy. Results: To address this gap, we propose an efficient and robust MR method to account for idiosyncratic and correlated pleiotropy, named RMR-ICP. Furthermore, Our method incorporates linkage disequilibrium structure using paralleled Gibbs sampling to enhance statistical power. The robustness and efficiency of our method are demonstrated through extensive simulation studies and applications. RMR-ICP is first used to analyze the effects of plasma proteins on stroke, followed by its application to conventional stroke risk factors. Our analysis reveals that Selectin E (SELE) exhibits a positive causal effect on the occurrence of any stroke. Only those specifically designed to account for idiosyncratic and CHP identified a significant positive causal effect of myeloperoxidase on ischemic stroke, with RMR-ICP providing stronger statistical evidence. Elevated Natriuretic Peptide B (BNP) levels specifically increase the risk of cardioembolic stroke (CES), though not with other stroke subtypes. This finding is consistent with previous studies suggesting that plasma BNP levels may help distinguish CES from other stroke types. Higher Waist-hip ratio (WHR) levels raise the risk across all stroke types. These findings provide new insights into identifying stroke-related risk factors. Availability and implementation: RMR-ICP is publicly available at https://github.com/QingCheng0218/RMR.ICP.


  • Open Access

    Optimal Minimax Rate of Smoothing Parameter in Distributed Nonparametric Specification Test

    by Peili Liu, Yanyan Zhao, Libai Xu, Tao Wang

    A model specification test is a statistical procedure used to assess whether a given statistical model accurately represents the underlying data-generating process. The smoothing-based nonparametric specification test is widely used due to its efficiency against “singular” local alternatives. However, large modern datasets create various computational problems when implementing the nonparametric specification test. The divide-and-conquer algorithm is highly effective for handling large datasets, as it can break down a large dataset into more manageable datasets. By applying divide-and-conquer, the nonparametric specification test can handle the computational problems induced by the massive size of the modern datasets, leading to improved scalability and efficiency and reduced processing time. However, the selection of smoothing parameters for optimal power of the distributed algorithm is an important problem. The rate of the smoothing parameter that ensures rate optimality of the test in the context of testing the specification of a nonlinear parametric regression function is studied in the literature. In this paper, we verified the uniqueness of the rate of the smoothing parameter that ensures the rate optimality of divide-and-conquer-based tests. By employing a penalty method to select the smoothing parameter, we obtain a test with an asymptotic normal null distribution and adaptiveness properties. The performance of this test is further illustrated through numerical simulations.

  • Asymptotic behaviour of a non‐autonomous multispecies Holling type II model with a complex type of noises

    by Libai Xu, Xintong Ma, Yanyan Zhao

    The deterministic non‐autonomous multispecies Holling type II model and its stochastic version with a simple type of noise have been proposed to infer multispecies community structure. However, these models fail to account for complex types of noises, which may render the model overly simplistic. In this paper, a non‐autonomous multispecies Holling type II model with a complex type of noise has been proposed. We establish sufficient conditions for various mathematical properties of the solutions, including existence and uniqueness, stochastic permanence and extinction. Additionally, numerical simulation studies are provided to illustrate our theoretical findings.

  • Open Access

    On set‐based association tests: Insights from a regression using summary statistics

    by Yanyan Zhao, Lei Sun

    Motivated by, but not limited to, association analyses of multiple genetic variants, we propose here a summary statistics‐based regression framework. The proposed method requires only variant‐specific summary statistics, and it unifies earlier methods based on individual‐level data as special cases. The resulting score test statistic, derived from a linear mixed‐effect regression model, inherently transforms the variant‐specific statistics using the precision matrix to improve power for detecting sparse alternatives. Furthermore, the proposed method can incorporate additional variant‐specific information with ease, facilitating omic‐data integration. We study the asymptotic properties of the proposed tests under the null and alternatives, and we investigate efficient P‐value calculation in finite samples. Finally, we provide supporting empirical evidence from extensive simulation studies and two applications.